Three major types of foreign direct investment in China, commonly known as the Three Funds Enterprises

1) Equity Joint Venture

Its features include:

A 50-year term, which may be extended while entities in certain industries may enjoy an unlimited period of operation; 

Profit and risk sharing proportionate to investment; 

Limited access to domestic sales; 

Non-negotiable share holdings; 

Specific requirements for management structure with either party being chairman of the board of directors; 

Regulated debt-equity ratios; 

Minimum 25 percent foreign capital contribution; 

Foreign exchange account balanced, including remittance of profits abroad; 

Investors restricted from withdrawing registered capital during the life of the contract; each party contributing cash, buildings, equipment, materials, intellectual property rights, and land use rights but not labor. Equity joint venture may only be terminated upon the agreement of the investors an approval of the original investment approval authority. From the viewpoint of the Chinese Government, equity joint ventures are the preferred form of investment.

2) Contractual Joint Venture

The features for a contractual joint venture include:

No minimum foreign contribution is required; 

Contribution is not necessarily expressed in monetary value; 

Contribution resembles that allowed for equity joint ventures and may include labor, resources, and services; 

Profits are divided according to the contract terms rather than investment share; 

Great flexibility in structuring organization, management, and assets are allowed; 

There are no limits on duration of the joint venture; 

Trade unions are required; 

Foreign investors may withdraw registered capital during the duration of the contract. The contractual joint venture is the primary form of small business investment in China.

3) Foreign-Owned Enterprise

Theoretically, foreign-owned enterprises are required to use advanced technology or export almost all of their products. They are also required to: 

Register as a legal person; 

Employ Chinese labor in accordance with local and central government laws; 

Balance foreign exchange; 

Sign separate contracts with government authorities or Chinese business entities for land use rights, buildings, and utilities. In such enterprises, trade unions are encouraged, but not required. The company has exclusive management control and enjoys autonomy in operation and management with less Chinese Government interference. Because there is no Chinese partner to guide the project through the approval process and other regulatory issues associated with construction and operation, it is advisable to retain the services of a well-connected Chinese consulting entity.

Typically, a foreign company would open a representative office when it first goes into China. However, later on when it is ready to operate in the local currency, hire local employees and set up a full service sales office in China, it will have to convert this office into a foreign-owned enterprise. 

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Limited Company

In addition to the Three Funds Enterprises, a new foreign direct investment instrument has been available since 1992. A company limited by share is considered a legal person that raises capital through the issuance of shares of equal value. The corporate structure of such company, a limited company, is similar to that of an equity joint venture or contractual joint venture. The management of this limited company is quite different form the existing foreign invested enterprises (FIEs) whereby shareholders having a greater say and role in the company.

Under the Shanghai and Shenzhen regulations the purpose of appointing a supervisory board is to monitor the actions of the company’s mangers and directors.  Local regulations permit limited companies to issue 25 percent of their shares to foreigners as referred to as "B shares” and given preferential treatment accorded to FIEs. 

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M. CRISPI INTERNATIONAL, LTD.

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Email: Info@M-Crispi.com

 

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